VISTA InfoSec

NOVEMBER 4, 2024

Conduct a DORA gap analysis Conducting a DORA gap analysis is essential for evaluating the effectiveness of your current ICT risk management and operational measures in relation to the requirements outlined in Article 6 of DORA. Regular reviews and audits ensure your systems and processes stay aligned with regulatory changes.

Compliance 130

Compliance Risk Management Third-Party Service Provider Audit 130

VISTA InfoSec

NOVEMBER 4, 2024

Conduct a DORA gap analysis Conducting a DORA gap analysis is essential for evaluating the effectiveness of your current ICT risk management and operational measures in relation to the requirements outlined in Article 6 of DORA. Regular reviews and audits ensure your systems and processes stay aligned with regulatory changes.

Compliance 130

Compliance Risk Management Third-Party Service Provider Audit 130

VISTA InfoSec

NOVEMBER 4, 2024

Conduct a DORA gap analysis Conducting a DORA gap analysis is essential for evaluating the effectiveness of your current ICT risk management and operational measures in relation to the requirements outlined in Article 6 of DORA. Regular reviews and audits ensure your systems and processes stay aligned with regulatory changes.

Compliance 130

Compliance Risk Management Third-Party Service Provider Audit 130

VISTA InfoSec

NOVEMBER 4, 2024

Conduct a DORA gap analysis Conducting a DORA gap analysis is essential for evaluating the effectiveness of your current ICT risk management and operational measures in relation to the requirements outlined in Article 6 of DORA. Regular reviews and audits ensure your systems and processes stay aligned with regulatory changes.

Compliance 130

Compliance Risk Management Third-Party Service Provider Audit 130

Clearly Payments

NOVEMBER 13, 2024

For payment processors and financial institutions, however, understanding BINs is essential for smooth transaction processing, security, and even risk management. Payment processors should be prepared to present a detailed and compliant business plan, including risk management practices.

Process 104

Process Processors Payments Compliance 104

VISTA InfoSec

OCTOBER 7, 2024

ICT Risk Management The first pillar of the DORA ICT risk management implies that financial entities must implement strong risk management frameworks to identify, assess, and mitigate risks related to Information and Communication Technology (ICT).

Compliance 130

Compliance Third-Party Service Provider Risk Assessment Audit 130

Clearly Payments

APRIL 8, 2025

Go-to-market plans for international expansion Compliance and risk management , especially in regulated industries Think of us as your outsourced payments strategy teamready to help you make confident decisions as your business evolves.

Consulting 89

Consulting Payments Cross-Border Due Diligence 89

PYMNTS

JUNE 29, 2020

According to emails seen by WSJ, the auditing firm knew of and had questions about the arrangements and was signing off on Wirecard’s financial results for years anyway. Wirecard explained that the money was kept that way for risk management, saying it could be saved to provide refunds or chargebacks if needed.

Audit 130

Audit Risk Management Accounts Risk 130

FloQast

MAY 9, 2024

These enhancements usher in greater automation and visibility, empowering proactive risk assessment, more effective management of compliance programs, and smoother internal audit processes. Audit Pain and Expense: Challenge : Inadequate preparation for audits results in prolonged processes.

Compliance 105

Compliance Audit Risk Assessment Assessments 105

The Fintech Times

FEBRUARY 5, 2025

Professionals in decision-making roles are driving their teams to enhance cybersecurity measures and reduce operational risks as AuditBoard , the cloud-based audit, risk, compliance, and ESG management platform, reveals that 91 per cent are concerned about looming cybersecurity threats.

Compliance 64

Compliance Cybersecurity Audit AI 64

M2P Fintech

APRIL 11, 2025

Key Proposals in the RBI’s Draft Guidelines Standardized Gold Valuation Lenders must use a transparent and uniform method for valuing pledged gold, with valuation done by certified personnel and subject to periodic audits. Purity checks must be documented and auditable.

Due Diligence 52

Due Diligence Caps Audit Non-Bank 52

Nanonets

AUGUST 1, 2023

Internal audits play a crucial role in assessing a company's internal controls, corporate governance, and accounting processes. These audits are essential for ensuring compliance with laws and regulations, as well as maintaining accurate and timely financial reporting and data collection.

Audit 52

Audit Automation Bots Risk Assessment 52

Fintech Finance

MARCH 28, 2025

Medius , a leading provider of Accounts Payable (AP) automation and spend management solutions, has successfully renewed its ISO certifications, reaffirming its commitment to security, quality, and compliance excellence.

ISOs 59

ISOs Continuity Best Practices Compliance 59

Fintech Finance

SEPTEMBER 18, 2024

ISO 27001 certification demonstrates that Tribe has implemented robust information security and risk management systems to protect information confidentiality, integrity, and availability in today’s evolving cyber landscape.

ISOs 98

ISOs Security Payment Security Payment APIs and Integration 98

Fintech News

FEBRUARY 10, 2025

In fintech, Agentic AI could enhance fraud prevention, risk management, trading, and customer engagement by autonomously analysing financial data, detecting anomalies, and executing decisions in real time. These systems continuously learn from interactions, optimise their performance, and proactively solve problems in various domains.

AI 75

AI FinTech Fraud Detection Fraud Prevention 75

FloQast

NOVEMBER 20, 2023

Internal auditing ensures an organization’s financial integrity, compliance with regulations, and overall operational efficiency. One of the first steps in carrying out an effective internal audit is to perform an internal audit risk assessment. What Is an Internal Audit Risk Assessment?

Risk Assessment 52

Risk Assessment Audit Assessments Risk 52

FloQast

APRIL 30, 2024

Organizational Chaos : Compliance documents managed in spreadsheets often lead to version control issues and synchronization challenges, hindering effective control implementation and audit processes. Audit Pain and Expense : I hear you. Audits in general are a pain.” Did I send v5 or v6 to the auditor??? I know, I know.

Compliance 105

Compliance Addressing Audit Risk 105

Fintech Finance

MARCH 3, 2025

Issued by Ernst & Young (EY), a leading independent auditing firm, the SOC 2 Type II certification is a rigorous assessment for operating effectiveness of a service providers internal controls. The audit firm will conduct annual reviews, and Antom will continue its recertification process.

Fraud Prevention 52

Fraud Prevention Fraud Detection AI Risk Management 52

VISTA InfoSec

OCTOBER 25, 2023

Welcome to our comprehensive guide on ‘Conducting an ISO 27001 Risk Assessment’. This blog is designed to equip you with effective strategies for a successful risk assessment, incorporating the principles of ISO 31000 risk management. ISO 27001 offers various risk management options.

Risk Assessment 130

Risk Assessment ISOs Assessments Risk 130

Nanonets

APRIL 24, 2024

Audit Bank Reconciliation Guide  Both internal and external accounting audits are essential parts of financial management as well as organizational risk management. A bank reconciliation audit is one such process that helps in identifying financial gaps or discrepancies.

Reconciliation 52

Reconciliation Audit Procedures Correspondent 52

Fintech News

JANUARY 25, 2024

ServiceNow Gen AI to help EY risk management The alliance with EY involves ServiceNow offering solutions in generative AI (Gen AI) for compliance, governance, and risk management. The system is designed to unify the dispute management process and includes features like dashboards, automation, and transaction auditing.

AI 117

AI Disputes Risk Management Risk Assessment 117

FloQast

JANUARY 17, 2024

The consultation set out proposals for a range of legislative and governance reforms to be implemented in the Code in 2024, including the introduction of a new regulatory body, known as the Audit, Reporting, and Governance Authority (ARGA), which would replace the FRC. A description of company policies for tendering external audit services.

Governance 102

Governance Government AAP Audit 102

PYMNTS

JUNE 17, 2020

And all supplier activities, from new vendor registration and validation to documented audit trails, are visible to the necessary parties, letting companies send reminders when necessary for important business needs.

Risk Management 56

Risk Management Risk Automation Audit 56

Fintech News

JUNE 2, 2024

Swift has built an AI governance framework in collaboration with its community to ensure that accuracy, explainability, fairness, auditability, security, and privacy are integral to every aspect of its AI applications. The post Swift Unveils AI Pilots to Combat Cross-Border Payment Fraud appeared first on Fintech Singapore.

Cross-Border Payments 129

Cross-Border Payments Cross-Border SWIFT AI 129

Nanonets

AUGUST 1, 2023

The era of automation has brought about a revolution in various industries, and the audit sector is no exception. The integration of Artificial Intelligence (AI), cloud-based data storage solutions, and data analytics tools is set to transform the audit industry, reshaping the way accountants and auditors carry out their tasks.

Audit 40

Audit Automation Risk Assessment Assessments 40

Nanonets

AUGUST 1, 2023

Over the years, the auditing landscape has undergone remarkable transformations, and among the most significant advancements has been the advent of audit automation software solutions. Computer-Assisted Audit Tools and Techniques (CAATTs) have been available to auditors since the early 1990s. The situation has changed now.

Audit 40

Audit Automation Risk Assessment Payment APIs and Integration 40

The Fintech Times

JANUARY 20, 2025

According to the InvestOps report, Investment Management 2025 commissioned by financial technology company SimCorp , reveals that firms see AI as a tool to enhance investment analysis, risk management and client engagement.

AI 64

AI Audit Addressing Government 64

Fintech Review

APRIL 19, 2025

SaaS fintech companies must ensure compliance, risk management, and secure infrastructure. This includes due diligence, auditing, and shared responsibilities with financial institutions. This flexibility opens doors to underserved segments that were previously priced out of traditional enterprise software.

Finance 94

Finance Embedded Finance FinTech Payment APIs and Integration 94

VISTA InfoSec

OCTOBER 21, 2024

Ensuring adherence to data protection laws, internal policies, and overseeing responsibilities, training, and audits. But organization often prefer DPOs with degree in law, information technology (IT), and cybersecurity and risk management. Working closely with the supervisory authority on processing-related matters.

CCPA 208

CCPA Privacy Assessments Laws 208

PYMNTS

JANUARY 10, 2019

The enterprise is exposed to financial risks at just about every angle, with expansion across borders and into partnerships with unfamiliar firms upping the ante on both risk and reward. Analysts are urging corporates to enhance their risk management strategies in today’s particularly volatile climate.

Risk Mitigation 74

Risk Mitigation Mitigation Risk Finance 74

VISTA InfoSec

SEPTEMBER 30, 2024

A DPO responsibilities revolves around monitoring internal process, educating staffs on compliance, conducting audits, and serving as a point of contact for regulatory authorities. Data Protection Officers are individuals who helps maintain and oversee an organizations data protection strategy.

CCPA 130

CCPA Privacy Laws Data Breach 130

VISTA InfoSec

OCTOBER 21, 2024

A DPO responsibilities revolves around monitoring internal process, educating staffs on compliance, conducting audits, and serving as a point of contact for regulatory authorities. Data Protection Officers are individuals who helps maintain and oversee an organization’s data protection strategy.

CCPA 130

CCPA Privacy Laws Data Breach 130

FloQast

MARCH 19, 2025

Audit and Fraud Detection AI agents can run night and day, performing continuous monitoring tasks to identify: Risks of fraud Historical data trends Comparative analysis Anomalies in the data If any anomalies are present or the analysis finds a discrepancy, an internal team notification can be sent for further analysis.

AI 52

AI Accounts Fraud Detection Audit 52

FloQast

SEPTEMBER 18, 2024

Many organizations encounter common obstacles that can hinder progress, ranging from overwhelming administrative demands to fragmented systems that impede effective risk management. Foster a Culture of Proactivity : Shift from reactive to proactive risk management, preparing for potential challenges before they arise.

Compliance 103

Compliance Risk Risk Management On-Demand 103

Neopay

DECEMBER 24, 2024

With our expertise in compliance, risk management, and regulatory frameworks, we help businesses fortify their defences against fraud. Audit services: Identify and mitigate risks in your systems and processes. Our tailored services include: Compliance consulting: Develop robust frameworks to address vulnerabilities.

Romance Scams 52

Romance Scams Scams Consumer Compliance 52

FloQast

FEBRUARY 19, 2025

Xavier Sanchez is a Managing Director at CFGI, leading the Risk Advisory practice in the New York Metro area. He brings over 13 years of experience, providing clients with business and technology audits, as well as providing control design assessment and process improvement services.

Advisors 52

Advisors Compliance Risk Audit 52

Neopay

FEBRUARY 5, 2025

Financial system integrity: Fighting financial crime and strengthening resilience Financial crime prevention remains a top priority, with the FCA highlighting persistent weaknesses in governance, risk management, and fraud prevention. The FCA has proposed new safeguarding rules, with interim requirements expected in mid-2025.

Fraud Prevention 52

Fraud Prevention Financial Crimes Compliance Payments 52