The Payments Association

OCTOBER 11, 2024

The Financial Conduct Authority’s (FCA) proposed reforms to strengthen consumer fund safeguarding in the payments and e-money sectors. The reforms aim to address weaknesses in safeguarding practices, reduce consumer fund risks, and enhance regulatory compliance, particularly in preventing fund shortfalls.

Due Diligence 88

Due Diligence Audit Reconciliation Compliance 88

FloQast

APRIL 12, 2024

You can create a Form ID on the EDGAR website and submit it for authorization to the SEC. By understanding the form’s requirements and meticulously preparing your documentation, you can confidently navigate this process. The post Mastering S-1 Filing Requirements in Your Pre-IPO Journey appeared first on FloQast.

Underwriting 52

Underwriting Indemnification Due Diligence Regulatory Compliance 52

PYMNTS

SEPTEMBER 25, 2019

Know Your Customer is another area of compliance friction for these companies, added Wales, as money laundering and terrorist financing become more significant threats to the borrowing and lending space. Which brought Wales to the final major challenge industry players face in the compliance realm: data management. In the U.S.,

Compliance 47

Compliance P2P Risk Management Regulatory Compliance 47

PYMNTS

APRIL 28, 2016

The agency, she said, is using the rules on the biggest market participants “to really expand its supervisory authority, including over emerging lenders, and the statute allows for that.”. Many are also bound to reporting requirements with the SEC.

CFPB 40

CFPB Consumer Protection Regulatory Compliance FTC 40

Nanonets

NOVEMBER 29, 2023

Understanding Document Approval Processes Document approval is a critical business process involving the review, verification, and authorization of documents before they are finalized and put into effect. Process : Original authors make necessary changes based on the feedback, potentially undergoing multiple review cycles.

Automation 52

Automation Compliance Legal Process 52

Nanonets

MAY 7, 2024

Overall, expense reconciliation is critical to ensuring financial accuracy, regulatory compliance, fraud prevention, efficient budget management, and informed decision-making. Compliance with regulatory standards and reporting requirements adds another layer of complexity to the expense reconciliation process.

Reconciliation 52

Reconciliation Best Practices Compliance Credit Cards 52

Nanonets

JANUARY 17, 2024

Regulatory Compliance – Don’t Mess with The Law : Automated expense management ensures that you're always on the right side of the law, avoiding costly legal pitfalls. With ever-changing regulations, managing compliance manually is like juggling dynamite. This helps in maintaining a checks and balances system.

Payment APIs and Integration 52

Payment APIs and Integration Compliance Automation Audit 52