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Finally, eSentire’s report said, SS&C Technologies was sued by Tillage Commodities Fund, for which SS&C acted as third-party administrator, with allegations that SS&C failed to conduct its duediligence, leading the company to fall for a $5.9 million business email compromise scam.
This includes indemnification of directors and officers, recent sales of unregistered securities, and other expenses of issuance and distribution. If the SEC discovers you omitted critical information, it can levy penalties against the company and its management.
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