Neopay

APRIL 8, 2024

Extended Due Diligence : More time for conducting due diligence checks on suspected fraudulent transactions leads to a stronger evidence base for rejection. Additionally, the Financial Conduct Authority (FCA) plans to impose reporting requirements on affected firms, enhancing monitoring effectiveness.

Service Provider 52

Service Provider Due Diligence Fraud Prevention Payments 52

The Payments Association

OCTOBER 11, 2024

The reforms aim to address weaknesses in safeguarding practices, reduce consumer fund risks, and enhance regulatory compliance, particularly in preventing fund shortfalls. Conducting thorough due diligence on these third parties is essential to ensure they meet the necessary standards of security and reliability.

Due Diligence 88

Due Diligence Audit Reconciliation Compliance 88

The Fintech Times

JULY 31, 2024

Julie Cunningham, founder and CEO of Portend As Julie Cunningham , founder and CEO of due diligence platform Portend , explains: “Fintech impact platforms often grapple with complex regulatory landscapes. Balancing regulatory compliance with innovation is critical to maintaining the trust of users and regulators alike.”

Compliance 62

Compliance AML Regulations Due Diligence 62

FloQast

MARCH 12, 2024

However, there are significant accounting and reporting requirements associated with this structure, so it’s crucial to discuss the decision with your tax advisor, IPO advisor, and legal counsel. This allows pre-IPO investors to maintain flow-through tax benefits, ensure liquidity, and retain control.

Advisors 52

Advisors Due Diligence Audit Legal 52

FloQast

APRIL 12, 2024

By understanding the form’s requirements and meticulously preparing your documentation, you can confidently navigate this process. Remember, the goal of the S-1 filing is not just regulatory compliance but to lay a foundation of transparency and trust with your future investors.

Underwriting 52

Underwriting Indemnification Due Diligence Regulatory Compliance 52