Due Diligence Regulatory Compliance Suspicious Activity Report (SAR) 
Seon
SEPTEMBER 23, 2024
List Checking : Comparing information against core sanctions lists, such as the Office of Foreign Assets Control (OFAC) Consolidated List, OFAC’s Specially Designated Nationals (SDN) List, the European Union’s Consolidated List of Sanctions, the United Nations Security Council’s Consolidated List, and other local regulatory watchlists.
Neopay
JULY 4, 2024
Nigel Reed, COO of Neopay Ltd, has personally supported over 100 firms in gaining authorisation from the FCA and continues to provide support to them after authorisation to help them with their AML and regulatory compliance. Basically, more firms are facing scrutiny and supervisory activities than in the past.
The Fintech Times
SEPTEMBER 14, 2024
Hilary Wandall , chief ethics and compliance officer at Dun & Bradstreet “AI is beginning to play a pivotal role in streamlining certain regulatory compliance processes within the fintech industry. “The potential for generative AI is even greater. Some uses are obvious.
Seon
JUNE 29, 2023
KYT is a regulatory compliance requirement. As such, it is part of an organization’s due diligence. Transactions that can be linked to terrorist financing can be elevated from conventional AML due diligence to advanced AML due diligence.
FICO
MAY 20, 2021
Automated data gathering for investigations Due diligence, transaction monitoring and/or sanctions. Automated Suspicious Activity Report (SAR) e-filing. Route alerts to differently skilled teams (or geographic location) based on alerts’ priority. Collect data from internal and external sources.
Seon
MAY 10, 2024
Efficient case management systems can pre-populate SARs with information from custom fields, leveraging generative AI to write SAR narratives and direct filing with regulatory authorities. What is AML Compliance? Suppose a transaction is identified as suspicious without a clear lawful purpose.
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