Finovate

AUGUST 20, 2024

They are focused on delivering real-time transaction monitoring and regulation filings. Features Illustrates real-time transaction monitoring Highlights how a bank can deal with a flagged transaction (Request for Information) Includes intelligent SAR/CTR Filings Who’s it for?

Credit Union 58

Credit Union Payment APIs and Integration BSA SARS 58

FICO

JANUARY 18, 2023

The third annual State of Responsible AI in Financial Services report released today, alerting the industry to come together and self-regulate its use of AI. More than ever, I believe this year’s report sounds the alarm bell for financial services firms, signaling that the industry must come together to self-regulate its use of AI.

AI 52

AI Regulatory Compliance Regulations Request for Information 52

Nanonets

DECEMBER 19, 2023

  The 5 e-sourcing workflow stages are: Request for information Tender invitation Evaluate tender eAuction bidding Award contract The request for information (RFI) is used by a business procuring goods or services to gather non-pricing information from potential vendors.

Request for Information 52

Request for Information RFP Best Practices Risk Management 52

PYMNTS

JANUARY 23, 2019

The Fed is one of the regulators that makes sure banks have systems in place to meet that requirement. There are no probes,” Deutsche Bank said in an emailed statement to Bloomberg, but noted it “received several requests for information from regulators and law enforcement agencies around the world. In the U.S.

Fed 55

Fed Money Laundering Federal Reserve Law Enforcement 55

PYMNTS

MAY 10, 2017

Yet little is known about how well the lending market serves their financing needs,” CFPB Director Richard Cordray said in a statement announcing a formal request for information. This inquiry will help us learn how we can best fulfill our duty to collect and report information on small business lending.”.

CFPB 43

CFPB Request for Information Small Business Non-Bank 43

PYMNTS

MARCH 5, 2018

Securities and Exchange Commission issued scores of subpoenas and Requests for Information (RFIs) focused on initial coin offerings (ICOs). game have been drawing increased scrutiny from regulators … everyone from exchange operators to miners. has been somewhat, at least arguably, late to the ICO regulation game.

Consumer Financial Protection Bureau (CFPB) 49

Consumer Financial Protection Bureau (CFPB) Request for Information Bitcoin Cryptocurrency 49

PYMNTS

NOVEMBER 14, 2018

Reuters , citing Snap, reported the company said in a statement that it has provided information to the regulators’ requests for information. Snap told Reuters it thinks regulators are “investigating issues related to the previously disclosed allegations asserted in the class action about our IPO disclosures.”

Request for Information 49

Request for Information Regulations Continuity Security 49

PYMNTS

APRIL 24, 2019

“The new policy is also consistent with comments the Bureau received in response to the Requests for Information it issued in 2018, seeking feedback about various aspects of its operations, including its use of CIDs in enforcement investigations.” In addition, Laura Fiene will serve as west regional director.

CFPB 46

CFPB Consumer Financial Protection Bureau (CFPB) Laws Request for Information 46

PYMNTS

NOVEMBER 14, 2018

The Federal Deposit Insurance Corporation (FDIC) announced that it is has issued a request for public comments related to small-dollar lending by financial institutions. If we can get people back into the regulated market, that will be better for them and the economy,” said Otting.

FDIC 51

FDIC Federal Reserve Request for Information On-Demand 51

PYMNTS

JUNE 17, 2019

Regulations Abroad. Beyond the confines of the United States, Latvia’s parliament has passed a new regulation that seeks to strengthen the ongoing efforts in the fight against money laundering and terrorism financing.

CFPB 43

CFPB Consumer Financial Protection Bureau (CFPB) Money Laundering Cryptocurrency 43

PYMNTS

MARCH 19, 2018

Securities and Exchange Commission (SEC) issued dozens of requests for information and subpoenas from companies who have dipped, or are dipping, corporate toes in the initial coin offerings pool.

Cryptocurrency 43

Cryptocurrency Request for Information Money Laundering Crime 43

PYMNTS

OCTOBER 26, 2018

But even as regulators like the Fed in the U.S., While regulators and innovators are not entirely ignoring the importance of transmitting data with money, rising regulatory requirements for KYC and other rules mean corporates and banks will need access to even richer data.

Remittance Data 60

Remittance Data ACH Request for Information RTP 60

PYMNTS

MARCH 12, 2018

Securities and Exchange Commission issued scores – the tallies varied depending on where you got the news, but The Wall Street Journal estimated “dozens” – of requests for information and subpoenas from companies who have dipped, or are dipping, corporate toes in the initial coin offerings pool. And yet: How and why to regulate?

Regulations 46

Regulations Rules Laws Security 46

PYMNTS

FEBRUARY 24, 2016

Western Union is being questioned by the European Union’s antitrust regulators in relation to allegations that it conspired with banks to push its rivals out of the money-transfer market.

Money Laundering 40

Money Laundering Request for Information Regulations Accounts 40

PYMNTS

FEBRUARY 27, 2017

In November, Capital One disclosed in a separate SEC filing that it received subpoenas and requests for information, but that it wasn’t formally being investigated. At a time when regulators are going after money laundering, big banks are hoping to relax some of the oversight in which they are required to take part.

Money Laundering 41

Money Laundering Office of the Comptroller of the Currency Credit Cards Request for Information 41

PYMNTS

OCTOBER 23, 2019

Snap said that it was subpoenaed last year for information about how competition from Instagram had affected its growth. . The news was revealed in a regulatory filing on Wednesday (Oct. 23), according to the Financial Times.

Request for Information 40

Request for Information Security Regulations 40

PYMNTS

OCTOBER 23, 2019

Snap said that it was subpoenaed last year for information about how competition from Instagram had affected its growth. . The news was revealed in a regulatory filing on Wednesday (Oct. 23), according to the Financial Times.

Request for Information 40

Request for Information Security Regulations 40

PYMNTS

NOVEMBER 18, 2019

As politicians and regulators up their pressure on so-called Big Tech in the U.S., Snap said it was subpoenaed last year for information about how competition from Instagram had affected its growth. it can be difficult to see where all that effort will lead, especially given the timetable for antitrust actions at the federal level.

Addressing 40

Addressing FTC Federal Trade Commission Request for Information 40

Nanonets

SEPTEMBER 22, 2023

In  clinical research ,  vendor management  involves stringent  regulatory requirements , including ICH E6 Good Clinical Practice, ISO 14155, FDA 21 CFR Part 50, and Regulation (EU) No 536/2014. These regulations provide a framework for ensuring the safety, efficacy, and ethical conduct of clinical trials.

Risk Mitigation 40

Risk Mitigation Mitigation Risk Assessment Assessments 40

PYMNTS

SEPTEMBER 10, 2018

In addition, the commission issued potentially dozens of requests for information and subpoenas from companies who have dipped, or are dipping, corporate toes in the initial coin offerings (ICO) pool.

Product 40

Product Request for Comment Bitcoin Cryptocurrency 40

PYMNTS

JANUARY 24, 2018

During the investigation, I understand our team fully cooperated with the bureau and responded to every request for information within the specified deadlines.” “This is a significant step forward for the company,” stated interim President and CEO Jim Wanserski. states and Mexico.

CFPB 43

CFPB Consumer Financial Protection Bureau (CFPB) Request for Information Consumer 43

PYMNTS

AUGUST 13, 2019

“These same MFIs have relied on inadequate government regulation and the widespread complicity of local authorities to facilitate and pressure coerced land sales, extracting hundreds of millions of dollars in profit from many of Cambodia’s poorest families,” the report found.

Government 63

Government Governance Caps Request for Information 63

PYMNTS

AUGUST 21, 2018

Know Your Customer (KYC) regulations are tightening, but due diligence goes both ways in the buyer-supplier relationship, leading to a rise in Know Your Supplier efforts, too. The risks for buyers and suppliers when doing business with each other are vast. This isn’t a simple game of speed dating, though.

Bots 40

Bots Risk Mitigation Risk Mitigation 40

PYMNTS

AUGUST 18, 2016

The CFPB interprets that as meaning they can’t seek personal information from government officials by the use of employees working undercover. Their mystery shopping sprees, they argue, are simple requests for information that would be available to the public for anyone who asked. Thus, there is no Privacy issue.

CFPB 40

CFPB Law Enforcement Laws Request for Information 40

PYMNTS

AUGUST 17, 2020

Amazon is facing an investigation by Germany’s national competition regulator over the eCommerce giant’s relationship with third-party sellers, Reuters reports. “We He said while Amazon has responded to his office’s requests for information, those statements are being evaluated.

Request for Information 83

Request for Information Blocks Laws Governance 83

Nanonets

FEBRUARY 15, 2024

They send out Requests for Information (RFI) to gather initial data on suppliers' capabilities and compliance with industry standards. suppliers, regulators, and customers). Following approval, the procurement process will commence, targeting installation and operation of the new machine within the next six months.

Finance 52

Finance RFP Agreements Automation 52

PYMNTS

JULY 13, 2018

About two months after civil liberties organizations demanded that Amazon stop providing governments with facial recognition services, Microsoft is asking for government regulation of the technology. The tech company is also calling for laws to guide acceptable use, Reuters reported.

Law Enforcement 43

Law Enforcement Regulations Laws Request for Information 43

PYMNTS

JANUARY 18, 2018

The CFPB said it will publish a series of requests for information in the Federal Register in the next few weeks, seeking comments on enforcement, supervision, rulemaking, market monitoring and education efforts, among other elements. In a press release published Wednesday (Jan.

CFPB 40

CFPB Consumer Financial Protection Bureau (CFPB) Request for Information Federal Reserve 40

FICO

MAY 31, 2017

On May 10, the Consumer Financial Protection Bureau (CFPB) issued a Request for Information (RFI) seeking to learn more about the small business lending market. The CFPB was created to regulate those engaged in offering or providing consumer financial products or services.

Small Business 45

Small Business CFPB Consumer Financial Protection Bureau (CFPB) Rules 45